Sample Template Example of Beautiful Excellent Professional Curriculum Vitae / CV Format with Career Objective, Job Description & 6 Years Work Experience for a Legal & Compliance Manager in Word / Doc / Pdf Free Download
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HEMA MAKWANA
48, 1st
Carpenter Street, 3rd Floor, Umrotkar Sadan, Nanubhai Desai Road
Charni Road, Mumbai-400
004
Mob no:9876543210
Email:hemamakwana18@gmail.com
Resume
Key
Strengths:
§
Managing
compliances and regulatory relationships of areas regulated by multiple
regulators.
§ Strong Analytical
skills
§ Complete work
assignment and achieve results in any work environment.
Professional
work experience:
Oct 2011 - Present: Compliance Manager - Ambit Holdings
Private Limited
Ambit Group is a full a scale financial
services group involved in Investment banking, Institutional Equities, Private
Wealth, Private Equity and Non Banking funding. I was part of the Group
Compliance, Legal & Secretarial Team.
Corporate
Compliance Services:
§
Assisted in
preparation of Merchant Banking renewal application.
§
Assisted in
correspondence & communication with SEBI, NSE, BSE & CDSL.
§
Assisted in
completing formalities for appointment of & cancellation of Authorised
Person/ Remiser with stock exchanges-NSE/BSE
§
Assisted in
filing of Networth Certificate (half yearly) for Broking Company.
§
Assisted in
filing of SEBI half year ended Merchant Banking report.
§
Filing of
Portfolio Management Monthly report before due date of Broking Company.
§
Assisted in
preparation of Annual Return on Foreign liabilities & Assets with RBI for
Merchant Banking Company.
§
Assisted in
filing of Annual Return with NSE/BSE of Broking Company.
§
Assisted in
filing of NSE/BSE half yearly Internal Audit report.
§
Assisted in
KRA registration of Broking Company with NDML.
§
Assisted in
filing FCGPR with RBI under Foreign Direct Investment in the Company.
§
Drafting of
post intimation letters to FIU, RBI with respect to change in Directors /
Principal Officer of Non Banking Financial Company (NBFC) and Broking Company
& Merchant Banking Company.
§
Assisted in
drafting post intimation letters to RBI with respect to Foreign Direct
Investment with respect to overseas Companies (Mauritius/Singapore).
Corporate Secretarial
Services:
§
Drafting of
notices & agenda, board pack for Board meetings / Committee meetings &
General meetings.
§
Complete
secretarial work relating to Re-appointment of statutory auditors of holding
company & subsidiary company.
§
Maintaining
and updating the Statutory Register & Secretarial records of holding
company & its subsidiaries.
§
Well versed
with MCA 21 and E-filing of Form 2,5,32,23,20B, 23AC, 23ACA & 66 in due
compliance with the Companies Act, 1956.
§
Completion
of share transfer formalities.
§
Preparation
of DIN Applications for Indian / foreign directors / Change in information of
the Directors, Annual Disclosures-Form
24AA , 274(1)(g) & 305 disclosures.
§
Assisted in
Alteration of change in name of Companies.
§
Assisted in
change of main object clause of
Memorandum of Association and Articles of Association of the Companies.
§
Assisted in
Internal Audit of the Companies.
§
Maintenance
of Secretarial Records, filing of documents & binding of minutes.
§ Communication with PCS, internal auditors,
regulators (BSE/NSE /SEBI/CDSL / RBI )
statutory auditors & vendors form time to time.
Professional Qualification:
§
ICSI
Professional Programme, June 2012 (Membership
no:32111)
§
ICSI
Executive Programme, June 2009
§
ICSI
Foundation Programme, December 2007
§
Successfully
pursued Management Skills Orientation Programme organized by ICSI
§
Successfully
pursued ROC Training organized by Registrar of Companies
Educational Qualification:
§
Pursuing
L.L.B Course (third) year from K.C.Law College (result awaited)
§
Bachelor of
Commerce from University of Mumbai in April 2010
§
H.S.C. from
Maharashtra Board in February 2007
§
I.C.S.E.
from New Delhi Board in March 2005
Computing Skills:
§
Applications: MS Word, MS Excel, MS
Power Point
§
Successfully
completed NIIT training as prescribed by the Institute of Company Secretaries
of India.
§ Well conversant with Internet usages for
official purpose.
Additional Courses:
Strong Foundations Successful Futures By Smt. Jaya Row
Basic course in Vedanta, Indian Philosophy.
Participated in the Chinmaya Mission Yuva camp which includes Group
Discussion, Trekking and Spiritual Practices.
Personal
Details
Date of Birth: 18th
February 1991
Gender:
Female
Marital Status: Unmarried
Areas of Interest: Corporate
Laws, Financial Management, Philosophy & Music
Hobbies and Interests: Football, Gymnasium, Chess and Reading
Languages known: Gujarati, Hindi and English
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