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CS GARIMA SHRIVASTAVA
B.Com,
Associate Member of ICSI and LL.B.
MEMBERSHIP
NO: ACS 24988
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CS GARIMA SHRIVASTAVA
B.Com,
Associate Member of ICSI and LL.B.
MEMBERSHIP
NO: ACS 24988
Present Address: 10G Vikrant Apartments, Plot No. 45, Sector-13,
Rohini New Delhi
Contact Nos. : +91-9971777202
Career Objective
Seeking for a job opportunity where in my
qualification and professional experience could be optimally utilized.
Work
Experience
(From 19th January, 2012 – 30th
November 2012)
I am presently working as
Company Secretary cum Compliance Officer of DSE Financial Services Limited.
DSE Financial Services Limited
(DSEFL) is 100% Subsidiary of Delhi Stock Exchange Limited (DSE). It has been
promoted by DSE to provide securities trading platform of other stock exchanges
like NSE, BSE, MCX-SX & USE (United Stock Exchange) to its members. Being
subsidiary of the exchange it provides safe and secure trading facilities to
investors through its Sub-brokers. Presently it is providing the following
Capital Market related services:
1.Cash Segment - NSE &
BSE
2. Equity Derivative Segment - NSE
3. Currency Derivative Segment - MCX-SX & USE (United Stock Exchange)
4. Depository Participant – CDSL
2. Equity Derivative Segment - NSE
3. Currency Derivative Segment - MCX-SX & USE (United Stock Exchange)
4. Depository Participant – CDSL
Compliance
Related Work
|
o Handled Inspection by NSE, BSE & SEBI.
o Handled Compliances as applicable to the
Company on Monthly, Quarterly, Half-Yearly and Annual basis.
o Handling Investor’s Grievances.
o Act as Principal Officer for reporting of
Suspicious Transactions to Financial Intelligence Unit (FIU).
o Internal Audit of Sub-Brokers as per (Stock
Broker and Sub Brokers Regulations), 1992.
o Handling Depository (CDSL) Operations related
Work.
|
From 11th February, 2010 to 29th
July, 2011)
I have worked
as a Company Secretary for Group of Companies having following line of
business;
§
Public
NBFC registered with RBI working in the area of Microfinance and allied activities namely Sahayog Microfinance
Limited, Bhopal
§
Company incorporated under sec.25 of the
Companies Act, 1956 namely Sahayog
Micromanagement, Bhopal for the
purpose of livelihood support related to
social injustice, child exploitation, child labour and Human Rights etc.
§
Harvest Energy Private Limited, Bhopal incorporated to act
as a Special Purpose Company for implementing the projects of biomass based power generation plants
in the State of Madhya Pradesh
§
Lifespan Biotech Private Limited, Bhopal
§
Other
investment companies for the purpose of providing financial and technical
support to the Group Companies.
Key
Areas
|
Nature
of Work
|
Corporate
Secretarial
|
o
Liasioning with the consultants, advisers etc.
of the Company such as lawyers and statutory auditors, internal auditors etc.
|
Corporate Legal
|
o
Learnt drafting of
Lease deed, share purchase agreements, undertakings, Inter Office Memo and
other departmental documents relating to secretarial and legal work.
o Vetting of legal documents, due diligence etc.
|
Business
Finance Microfinance &
Micro-Insurance
|
o Loan Documentation of various proposals with
Banks.
o Dealing with financial matters such as activity
related to micro finance and micro credits and micro insurance etc.
o Dealing with Bank(s) for regular matters etc.
*Cleared exam of Corporate
Insurance Executive Conducted by IRDA representing Employer Company and
LIC for the agency of Corporate Insurance.
|
Consolidated
Management Training Experience
§ MADHYA
PRADESH MADHYA KSHETRA VIDYUT VITARAN CO. LTD. (MPMKVVCL), BHOPAL
(From 05th September, 2008 to 05th
March, 2009)
Madhya
Pradesh Madhya Kshetra Vidyut Vitaran Co. Ltd. (MPMKVVCL), Bhopal, a public limited company was incorporated to undertake
activities of distribution and retail supply of electricity for and on behalf
of Madhya Pradesh State Electricity Board in the areas covered by the
Commissionaires of Bhopal, Hoshangabad, Gwalior and Chambal.
§ KALANI INDUSTRIES PRIVATE LIMITED (INDORE
(From 15th March,
2009 to 29th January, 2010)
Kalani
Industries Limited, Indore, a private limited company was incorporated
to undertake activities of manufacture, produce, buy &sell Asbestos Cement
Building Pipes, Irrigation Pipes, Reinforced Cement Concrete Spun Pipes and
other allied products.
Areas of Work
Ø Preparation of Notice, Agenda, Minutes of the
meetings of the Board of Directors, AGM/EGM and/or sub committee meetings.
Ø Updating of all statutory registers, Directors
attendance register of the board and members meeting, disclosures under Section
299, updating of the Master data.
Ø Learnt drafting of Inter Office Memo and other
departmental documents relating to secretarial work.
Ø Prepared and drafted Director’s Report of the
Group Companies.
Ø Preparation of documents, Register, records
necessary for the Compliance Certificates.
Ø Preparation and Maintenance of Secretarial
records, filing of various e-forms with ROC.
Ø Compliances of Rules and Regulations as
applicable to the Company.
Academic
Qualification
Degree
|
Institution
|
Year of Passing
|
Marks Obtained in %
|
LL.B. 3rd year
|
2011
|
62.00
|
|
LL.B. 2nd
year
|
2010
|
65.22
|
|
LL.B. 1st
year
|
2009
|
65.11
|
|
CS (Professional)
|
ICSI
|
June 2009
|
52.62
|
CS (Executive)
|
ICSI
|
December
2007
|
53.50
|
CS (Foundation)
|
ICSI
|
June 2006
|
51.00
|
B.Com 3rd
year
|
2008
|
75.72
|
|
B.Com 2nd
year
|
2007
|
73.61
|
|
B.Com 1st
year
|
2006
|
71.77
|
|
Class 12th
|
CBSE
|
2005
|
76.60
|
Class 10th
|
CBSE
|
2003
|
65.00
|
Achievements
- Active coordination and Participation of
Conference and Seminars held by Bhopal Chapter of ICSI.
- Awarded Merit Certificate for securing FIRST RANK in School in 12th
Standard.
- Participated in Science Exhibition during
School (Secured 1st Position)
Communication Skills
· Completed 15
days Residential Management Skills Orientation
Program
conducted by CCGRT, ICSI.
· Completed 5 days Training Orientation Programme
conducted by ICSI Jaipur Chapter and awarded
with Best Presentation.
· Completed 15 days training in Registrar of Companies
Office at ROC, Gwalior
· Read, write
& speak in English and Hindi.
Computer Literacy
· Working
knowledge of MS Office and Internet Applications.
· Completed 72
Hours ICSI Training for Understanding Information Technology in Corporate
Environment conducted by NIIT.
My Strength
I have an
analytical bent of mind. My interpretational skill during the course of my
career has been appreciated and once I have discovered it as my strong point, I
make incessant efforts to make it my invaluable tool. I have molded my personality in such a way
that I can work in a team effectively, and when given a chance I am confident
of leading a group independently.
Personal Details
Date of Birth
|
06th July, 1987
|
Husband’s Name and Occupation
|
Mr. Ankit Saxena, Asst
Manager (Design), Holtech Consultancy Pvt. Ltd, Gurgoan
|
Date:
Place: Delhi
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