Director of Operations Sample Resume Format in Word Free Download -->

Director of Operations Sample Resume Format in Word Free Download

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Sample Template Example of Beautiful Excellent Professional Curriculum Vitae / Resume / CV Format with Career Objective, Job Description, Skills & Work Experience for Freshers & Experienced in Word / Doc / Pdf Free Download
                                                         
610 Covert Ave  • New Hyde, RA 50114
Phone 750-549-3312 • E-mail a_stroth@gmail.com
Armona Stroth
Objective

To secure a position in the financial industry, using my extensive knowledge and experience.
Professional experience

December 2005 – Present                                Mercer Capital Limited
Director of Operations
                                                                    
·         Hired to streamline and improve existing operations processes and procedures
·         Responsible for all back office tasks performed at the branch (new account set up, trade correction, etc.)
·         Managed information sharing with clearing firm

April 1997 – May 2004                                        Harrison Securities Inc.                       
Director of Operations

·         Originally hired to perform tasks in association with creating a startup financial company.
·         Direct involvement during PMI process with the NASD.
·         Created interface between back office operations and clearing firm.
·         Oversee operations staff in the branch office to ensure the efficient daily tasks of the operations network.
·         Resolve complex situations escalated from staff.
·         Properly hire and train sales assistants in order to increase productivity of financial consultants.
·         Assisted Branch Manager in carrying out daily assigned operations and administrative tasks.
·         Responsible for branch compliance, activity letters and etc…
                               

April 1995 – April 1997                                            Shamus Group Inc.
President
·         Assigned title of President by Board of Directors.
·         Hired to assist in the opening of a startup financial firm.
·         Direct and indirect contact with clients to resolve any concerns with their accounts.
·         Assisted in the process of securing office space for the firm located in the District 10 offices of the NASD.
·         Supervised the Operations staff and trading area.
·         Ensured the proper compliance practices in accordance with NASD rules and regulations.
·         Review customer complaints concerning sales practices and operational problems.

September 1979 – November 1994                                             Lehman Brothers         
First Vice President/Operations
·         Promoted to First Vice President of Operations from Operations Manager after American Express divested Shearson Lehman Brothers through Smith Barney, leaving Lehman Brothers as a sole entity.
·         Headed the largest and most productive operations division in the Lehman Brothers network.
·         Worked directly with the Executive Vice President to ensure the continuing excellence of the branch.
·         Guided the operations staff through internal and external audits performed by the Securities and Exchange Commission, New York Stock Exchange and the National Association of Securities Dealers.

December 1968 – September 1978                                                     E.F. Hutton
·         Senior Margin Clerk/Credit Analyst

August 1962 – September 1966                                        Military Service USAF

Qualifications

Licenses- Registered Options Principle (Series 4), Registered Account Executive (Series 7), Qualified Branch Manager (B.O.M. Series 8 NYSE), Series 12, Series 15, Series 24 and Series 63.




References furnished upon request





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