Senior Financial Service Representative Sample Resume Format in Word Free Download

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Lilly  Jin
309 Crystal Ridge Dr.
West Jordan, Utah 84001

801.897.9876
lilly@gmail.com

OBJECTIVE

Seeking new opportunities in San Francisco Bay Area where I can apply my experiences and expertise within the financial services and brokerage operations 

EDUCATION

·         Bachelor of Science in Economics / 2004    University of Utah  

COMPUTER SKILLS

·         Highly proficient in Microsoft Word, Excel, PowerPoint, and Outlook Express

·         Type 72 words per minute

·         Ten Key

LICENSES & CERTIFICATIONS

·         FINRA Series 7 & 63

EMPLOYMENT HISTORY

Margin Analyst- Morgan Stanley Smith Barney, 07/07- Current

·         Monitor the daily activities of cash and margin accounts, to ensure compliance with the regulations and the Federal Reserve Board (Regulation T), New York Stock Exchange (NYSE), and Morgan Stanley’s own internal credit policies

·         Analyze accounts with credit and risk issues, associated with trading strategies  Issue maintenance calls on accounts that fall below minimum margin requirements  File extensions with the NYSE on open trades

·         Review and approve client requests for payments, transfer of assets within Morgan Stanley and transfer of assets to other financial organizations

·         Review reports including Sox, Cash Delinquent, SMA Adjustments, Supervisory, Delayed debits, Novus, ACAT, Option Adjustment, Log Book, Shelf and Missing Margin

·         Resolve issues for Chinese speaking clients

Senior Financial Service Representative-Stock Plan, E*TRADE Financial, 03/06-07/07

·         Securities trading, customer education and resolution

·         Coordinate with various departments including research and resolution, tax and retirement, active trader and designated brokerage team

·         Developed customer relationships to retain and increase assets held within the firm

·         Assisted employees with their equity compensation based accounts for our corporate relationships 

·         Approve Asia pacific client applications for principal approving department

·         Negotiate prices with Chinese speaking business partners

Financial Service Representative- Fidelity Investment, 12/05-03/06 (Contract)

·         Assisted customers with general account inquiries

·         Provide market quotes, companies’ news, mutual funds prospectus information

·         Educated customers on various tax and retirement inquiries

Front Desk Coordinator/Guest Service Agent – Quality Inn Airport, 08/05-12/05

·         Booking and canceling reservations, perform all check-in and check-out functions

·         Income accounting, trouble shoot and provide good services guests need

Purchase Agent/Sourcing Coordinator- 3 Form Inc, 01/05-08/05

·         Request quotes, analyze pricing and compliance, prepare contracts and process the required documentation

·         Work directly with estimators and engineers. Interviews and confers with vendors to obtain product or service information, such as price, availability, and delivery schedule

·         Estimate values according to market price. Prepare purchase orders or bid requests

·         Maintain manual or computerized procurement records, such as items or services purchased, costs, delivery, product quality or performance, or inventories

RELEVANT SKILLS

·         Excellent communication, leadership, customer resolutions skills, ability to multi-task

·         Proficient in Mandarin Chinese, both verbal and written

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